Laserfiche WebLink
PFM FINANCIAL ADVISORS LLC <br />AGREEMENT FOR FINANCIAL ADVISORY SERVICES <br />This agreement ("Agreement"),made and entered into this Ò day of yandbetweenKittitasCounty("Client")and PFM Financial Advisors LLC (hereinaftbrcalled <br />"PFM")sets forth the terms and conditions under which PFM shall provide services. <br />WHEREAS,Client is desirous of obtaining the services of a Snancial advisor to develop and <br />assist in implementing Client's strategies to meet its current and long-term operations,financial <br />obligations,capital financing needs and render assistance in respect to debt transactions;and <br />WHEREAS,PFM is capable of providing the necessary Snancial advisory services. <br />NOW,THEREFORE,in consideration of the above mentioned premises and intending to <br />be legally bound hereby,Client and PFM agree as follows: <br />L SCOPE OF SERVICES <br />PFM shall provide,upon request of the Client,services related debt issuance,as applicable <br />and set forth in Exhibit A to this Agreement. <br />Client acknowledges and agrees that most tasks requested by Client will not require all <br />services provided for in Exhibit A and as such the specific scope of services for such task shall be <br />limited to just those services required to complete the task.Any material changes in or additions to <br />the scope of services described in Exhibit A shall be promptly reflected in a written supplement or <br />amendment to this Agreement.Services provided by PFM which are not specifically referenced in <br />the scope of services set forth in Exhibit A of this Agreement shall be completed as agreed in <br />writing in advance between the Client and PFM.Upon request of Client,PFM or an affiliate of <br />PFM may agree to additional services to be provided by PFM or an affiliate of PFM,by a separate <br />agreement between the Client and PFM or its respective affiliate. <br />II.WORK SCHEDULE <br />The services of PFM are to commence as soon as practicable after the execution of this <br />Agreement and a request by the Client for such service. <br />III.REGISTERED MUNICIPAL ADVISOR;REQUIRED DISCLOSURES <br />1.PFM is a registered municipal advisor with the Securities and Exchange Commission <br />(the "SEC")and the Municipal Securities RulemakingBoard (the "MSRB"),pursuant to the <br />Securities Exchange Act of 1934 Rule 15Ba1-2.If Client has designated PFM as its independent <br />registered municipal advisor ("IRMA")for purposes of SEC Rule 15Ba1-1(d)(3)(vi)(the "IRMA <br />exemption"),then services provided pursuant to such designation shall be the services described in <br />Exhibit A hereto,subject to any limitations described thereon.PFM shall not be responsible for, <br />and shall be held harmless from and against any party in connection with,verifying that PFM is <br />independent from any other party seeking to rely on the IRMA exemption (as such independent <br />1