|
F
<br />l. Any loss sustained or claim or disciplinary proceeding made by or on behalf of an Insured under this
<br />Policy against any other Insured including, but not limited to, any loss, claim or disciplinary proceeding
<br />arising out of the formation or dissolution of the Named Insured, a predecessor firm, or other law firm
<br />involving any Insured, or to the proprietorial rights of any Insured or former Insured to clients,
<br />information, client lists, documents, files or client matters, or arising from a network incident or privacy
<br />incident;
<br />j. Any actual or alleged discrimination, harassment or failure to comply with any law because of race, color,
<br />religion, age, sex, disability, pregnancy, national origin, sexual orientation, gender identity, marital status,
<br />or any other basis prohibited by law;
<br />k. Any legal services rendered or that should have been rendered by you with respect to a controlled
<br />enterprise;
<br />L Any Insured's financial or investment advice, prediction, warranty, guarantee, opinion, referral or action
<br />relating to portfolio or trust account management, the performance of real estate, securities or other
<br />investments, or the promotion, sale or solicitation for sale, of securities, real estate or other investments;
<br />m. Any Insured's actual or alleged notarized ceftification or acknowledgement of a signature on a document
<br />in their capacity as a notary public when such Insured did not witness the signature being placed on the
<br />document;
<br />n. The loss or destruction, or any diminution in the value of any asset in your care, custody or control, or out
<br />of the misappropriation of, or failure to give an account of, any asset in your care, custody or control,
<br />including the commingling of funds;
<br />o. Your failure to implement, update and maintain commonly accepted technologies; or
<br />p. Any network incident or privacy incident arising from or in connection with any act, error or omission
<br />of any person or entity other than an Insured.
<br />CONDITIONS
<br />1. Notice of Claims
<br />You, as a condition precedent to our obligations under this Policy, shall immediately give written notice to us
<br />during the policy period of any claim made against you or of your receipt of any notice, summons, complaint
<br />or other process, that any person or entity intends to hold you responsible for any wrongful act, with full
<br />particulars, including but not limited to:
<br />a. All reasonably obtainable information relating to the time, place and circumstance of the wrongful act;
<br />b. The dates and persons involved;
<br />c. The identity of anticipated or possible claimants;
<br />d. The identity of all Insureds implicated; and,
<br />e. The circumstances by which an Insured first became aware of the claim.
<br />2. Notice of Potential Claims
<br />If, during the policy period, you become aware of any wrongful act or circumstance that might reasonably
<br />be expected to be the basis of a claim against you, such potential claim or wrongful act will not constitute a
<br />claim and will not be covered under this Policy unless we receive written notice of such potential claim in
<br />accordance with the terms and conditions of this Policy, and the reasons for anticipating a claim, with full
<br />pafticulars, including but not limited to:
<br />a. All reasonably obtainable information relating to the time, place and circumstance of the wrongful act;
<br />b. The dates and persons involved;
<br />c. The identity of anticipated or possible claimants;
<br />d. The identity of all Insureds implicated; and,
<br />e. The circumstances by which an Insured first became aware of the potential claim.
<br />AW-0001-00-0116 Page 10 of 16 @ 2016 Attorney Protective. All rights reserved
|