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Definitions: <br />"Sub -recipient"; means the legal entity to which a sub -award is made and which is accountable to the State for the <br />use of the funds provided in carrying out a portion of the State's programmatic effort under a sponsored project. The <br />term may include institutions of higher education, for-profit corporations or non -U.S. Based entities <br />"Sub -award and Sub -grant" are used interchangeably and mean a lower tier award of financial support from a <br />prime awardee (e.g., Washington State Health Care Authority) to a Sub -recipient for the performance of a substantive <br />portion of the program. These requirements do not apply to the procurement of goods and services for the benefit of <br />the Washington State Health Care Authority <br />IV. STANDARD FEDERAL CERTIFICATIONS AND ASSURANCES - Following are the Assurances, <br />Certifications, and Special Conditions that apply to all federally funded (in whole or in part) agreements <br />administered by the Washington State Health Care Authority. <br />CERTIFICATIONS <br />1. CERTIFICATION REGARDING <br />DEBARMENT AND SUSPENSION <br />The undersigned (authorized official signing <br />for the contracting organization) certifies to <br />the best of his or her knowledge and belief, <br />that the contractor, defined as the primary <br />participant in accordance with 45 CFR Part <br />76, and its principals: <br />a) are not presently debarred, suspended, <br />proposed for debarment, declared <br />ineligible, or voluntarily excluded from <br />covered transactions by any Federal <br />Department or agency; <br />b) have not within a 3 -year period preceding this <br />contract been convicted of or had a <br />Washington State Page 45 HCA Contract No. K3924 <br />Health Care Authority <br />